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Sleep soundly knowing your business is backed by the 1DB team of financial experts

For 1DB Financial Consultants, independence doesn’t mean you’ll have to go at it alone. You’ll have direct access to many seasoned financial industry experts whose advice and guidance have helped propel a great many consultants to success. We have assembled a team with diversified talents and abilities, each bringing a commitment to superb service and an irreplaceable skill set to the table.

1DB employs sound practices with all of our compliance, trading, reporting, and risk management systems so you can be assured that all your crucial business functions are in safe hands. We employ some of the highest standards in the brokerage industry and are backed by the operational resources of Penson Financial Services, Inc.. We are always working to ensure 1DB meets (and exceeds) industry requirements—and even more importantly—our consultants’ requirements. Our staff works on our IFCs’ behalf to ensure all our “i”s are dotted and all “t”s are crossed, so you can focus on your core business.

 

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Penson is a member of the Securities Investor Protection Corporation (SIPC), which protects securities and cash of the customers of its members up to a maximum of $500,000, of which $100,000 may be cash. More information about SIPC coverage is available at www.sipc.org.

Each client's account is protected up to $150 million, including cash of up to $2 million. The first $500,000 of coverage (including $100,000 on cash holdings) is provided by the Securities Investor Protection Corporation (SIPC). Penson purchases an additional insurance policy through London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter). A $600 million aggregate limit applies as well, which is the most the London Underwriters will pay in the event of liquidation. SIPC insures the assets held in brokerage accounts if the brokerage firm fails. SIPC does not protect investors against investment decline or loss.
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